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Conduct and Accountability in Financial Services : A Practical Guide
Conduct and Accountability in Financial Services : A Practical Guide
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Author(s): English, Stacey
ISBN No.: 9781526529060
Pages: 424
Year: 202607
Format: Trade Paper
Price: $ 158.70
Dispatch delay: Dispatched between 7 to 15 days
Status: Available (Forthcoming)

".an invaluable source of accurate regulatory compliance information to draw from. Well laid out, clear and detailed, I also look forward to the second edition of this important contribution to the field." --Rocky Hirst, EMEA Head of Commercial Bank Compliance (review of the 1st edition), CIti ".an excellent overview of conduct, culture, and governance expectations worldwide and talk[s] about the implications of the global focus on culture and conduct risk." --Julie DiMauro (review of the 1st edition), The FCPA Blog "I am reading your and Susannah Hammond's book in preparation for the Central Bank of Ireland introducing the SEAR regime. I am finding it a real treasure trove, and truly practical. I am also President of the ACOI so have to help prepare the profession for the changes.


" --Kathy Jacobs, Director Consultant, Regionvale (review of the 1st edition) "Recently, I have started reading your work Conduct and Accountability in Financial Services: A Practical Guide . I wish to express my thanks to you for producing such a brilliant piece of work. It has helped me understand the UK financial industry. Thank you very much again. (Review of the 1st edition, April, 2019). I am really happy that you are continuing with this insightful work. It is indeed an excellent book on financial services regulation." --Rishikesh Sharma, International Trade, Litigation and Arbitration-England & Wales/India.


The Honourable Society of The Inner Temple, London. (review of the 1st edition) "I would like to say your book Conduct and Accountability in Financial Services (which I have many times already) is a brilliant book which is very useful and essential reference in my everyday work. I have also recommended it to colleagues. If you do have plans in writing further books on conduct / culture please do let me know." --Djan Direk Chartered FCSI, FICA, CAMS, Manager - Compliance Monitoring, Assurance and Governance at First Abu Dhabi Bank (FAB) (review of the 1st edition).


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