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Paper to Practice : Why Compliance Programs Fail and How to Build Programs That Work
Paper to Practice : Why Compliance Programs Fail and How to Build Programs That Work
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Author(s): Soltes
Soltes, Eugene
ISBN No.: 9781394391936
Pages: 272
Year: 202608
Format: Trade Cloth (Hard Cover)
Price: $ 40.40
Dispatch delay: Dispatched between 7 to 15 days
Status: Available

Compliance programs have grown remarkably over the past three decades, with companies devoting substantial time and money to these efforts. Yet even as leaders across industries widely recognize the importance of preventing misconduct, many of these programs are disparaged by executives and employees alike as costly paper exercises that often do little to meaningfully protect organizations. The reason is not a shortage of effort. It is that compliance effectiveness continues to be evaluated by process inputs, such as training completion rates and policy attestations, rather than by behavioral outputs that shape conduct. In Paper to Practice , Harvard Business School professor and Integrity Lab founder Eugene Soltes draws on more than a decade of research and advisory work with companies, regulators, and enforcement agencies to show how leaders can design integrity programs that effectively shape employee behavior. With deep access to data from global multinationals, governments, and innovative startups, Soltes offers a data-driven framework that treats compliance design as fundamentally a behavioral and psychological exercise, where what matters is not the policies on paper but how employees actually experience, interpret, and respond to them. Throughout the book, Soltes shows that the same cultural and behavioral forces that drive financial fraud also produce safety violations, harassment, discrimination, and the full range of risks that threaten an organization's reputation. He examines how to build a culture of integrity, distinguish quantifiable risks from the deeper uncertainties that demand judgment, foster environments where employees feel safe raising concerns, and investigate allegations rigorously and fairly.


He also shows how to apply consequences consistently across functions and geographies, and how to build the ongoing measurement systems that reveal whether a program is genuinely working. The result is a guide grounded in evidence from inside organizations, written for leaders who want compliance to do more than satisfy regulators. Written for board members, chief compliance officers, attorneys, and senior executives who recognize that managing integrity is as essential as managing any other business function, Paper to Practice offers a roadmap for transforming compliance from a logistical burden into an organizational function that strengthens reputation, reduces legal and regulatory exposure, and ultimately earns the trust and respect of employees, regulators, and the public.


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